Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations (US Commodity ... Trading Commission Regulation) (CFTC) (201
This reference focuses on Commodity Futures Trading Commission regulations addressing enhanced protections for customers and customer funds held by futures commission merchants and derivatives clearing organizations. It is suited to readers researching financial regulation, derivatives oversight, and customer asset safeguards.
About This Book
This publication presents regulatory material concerning protections afforded to customers and customer funds.
Its focus is on futures commission merchants and derivatives clearing organizations.
The text is associated with the U.S. Commodity Futures Trading Commission’s regulatory framework.
It may serve as a reference for readers reviewing financial regulation, customer safeguards, and derivatives-related compliance requirements.
Reviews
No reviews yet. Be the first to review this book!